AML screening is to search for people and businesses in different datasets to learn if they’re sanctioned, PEPs and / or their associates, mentioned in the adverse media etc.
Table of contents
🗃️ Search criteria
🧑 Person search criteria
AML screening search page → Select type = Natural
1 - Select type is to choose between natural person and legal entity (business) search.
2 - Full name is a mandatory input field to define person’s full name to be searched.
3 - Date of birth is an optional input field to narrow the search results. Using only year of birth also works.
4 - Threshold is a minimum matching score to broaden / narrow search results with 85% selected by default. Lower threshold means broaden results and vice versa.
🏢 Business search criteria
AML screening search page → Select type = Legal
1 - Select type is to choose between natural person and legal entity (business) search.
2 - Legal name is a mandatory input field to define business name to be searched.
3 - Threshold is a minimum matching score to narrow / broaden search results with 85% selected by default. Lower threshold means broaden results and vice versa.
🗒️ Search result
🧑 Person search result
AML screening search page → Select type = Natural
1 - Search button to search persons according to search criteria defined.
2 - Search results summary about search criteria used including number of matches and datasets / registries checked. Search results below will be sorted by relevance (match score value).
3 - Export button to download search results in PDF format.
AML screening search page → Select type = Natural → Search result item breakdown
1 - Name of the person found.
2 - Match score showing the relevancy of the search criteria used and search result found.
3 - Date of birth (or year of birth) of the person.
4 - Gender of the person.
5 - Datasets where person is tagged in.
6 - Countries from the addresses and nationalities of the person’s profile.
🏢 Business search result
AML screening search page → Select type = Legal
1 - Search button to search businesses according to search criteria defined.
2 - Search results summary about search criteria used including number of matches and datasets / registries checked. Search results below will be sorted by relevance (match score value).
3 - Export button to download search results in PDF format.
AML screening search page → Select type = Legal → Search result item breakdown
1 - Name of the business found.
2 - Match score showing the relevancy of the search criteria used and search result found.
3 - Datasets where business is tagged in.
4 - Countries from the addresses and nationalities of the business’ profile.
🎲 Search result details
🧑 Person search result details
1️⃣ Main
AML screening search result details → Main tab
1 - Name of the person found.
2 - Main tab selected / opened.
3 - Info message shown if the person is deceased or for some reason deleted from the database (i.e due to duplicate profile).
4 - Profile image(s) of the person found.
5 - Date of birth / death, Nationalities, Gender as well as Datasets where the person is tagged in.
6 - List of notes related to the person found.
7 - Additional information related to the person found, such as Aliases, Addresses, Contacts, Identifiers.
2️⃣ Sanctions
AML screening search result details → Sanctions tab
1 - Sanctions tab selected / opened.
2 - Sub-tab showing Current sanction entries.
3 - Sub-tab showing Former sanction entries.
4 - Current and former sanction entry details such as Name, Body, Origin, Measures, Sanction type and Events.
5 - Evidences associated with the current and former sanction entries.
3️⃣ PEP
AML screening search result details → PEP tab
1 - PEP tab selected / opened.
2 - Sub-tab showing Current PEP entries.
3 - Sub-tab showing Former PEP entries.
4 - Defines the PEP tier of the person.
5 - Current and former PEP’s Position, Segment, Country and Period.
6 - Evidences associated with the current and former PEP entries.
AML screening search result details → PEP tab
1 - PEP by association tier reflects person(s) because of whom person found is considered as PEP associate.
2 - Details in PEP by association section include info about whom the person found is Associated to, Relationship, Datasets and Evidences.
4️⃣ Adverse media
AML screening search result details → Adverse media tab
1 - Adverse media tab selected / opened.
2 - Category of the adverse media.
3 - Details within each adverse media category include Sub-category, Events and Evidences.
4 - Evidence details.
5️⃣ Associations
AML screening search result details → Associations tab → Individuals sub-tab
1 - Associations tab selected / opened.
2 - Sub-tab showing Individuals entries.
3 - Sub-tab showing Business entries.
4 - Details under individuals sub-tab include info about whom the person found is Associated to, Relationship and Datasets.
AML screening search result details → Associations tab → Business sub-tab
1 - Details under Business sub-tab include info about which Company name the person found is associated to, description of Relationship and Datasets.
2 - Person’s ownership percentage in the selected company.
3 - Business associates section reflects info about persons related to companies displayed including Full name, description of Relationship and Datasets.
4 - Business associate's ownership percentage in the selected company.
6️⃣ Other datasets
AML screening search result details → Other datasets tab → Regulatory Enforcement List sub-tab
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🏢 Business search result details
1️⃣ Main
AML screening search result details → Main tab
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2️⃣ Sanctions
3️⃣ Adverse media
4️⃣ Associations
5️⃣ Other datasets
Further read:
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